First Liberties Financial Team Members

First Liberties Financial is a correspondent firm of RBC Clearing and Custody, a division of RBC Capital Markets, LLC ("RBC"), member NYSE/FINRA/SIPC.RBC Wealth Management - BCP
Pelion Investment Advisors, Inc.'s client assets are custodied by TD Ameritrade Wealth Management Services.
Securities offered by Registered Representatives of First Liberties Financial. First Liberties Financial is a member of FINRA, SIPC, and MSRB.
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ADDITONAL IMPORTANT LINKS:
SRB Rule G-43 Policies and Procedures
FORM CRSBusiness Continuity Plan Notice for non U.S. Investors
This Web site is intended for U.S. residents only. The services offered with this site are available exclusively through our U.S. investment representatives. First Liberties Financial representatives may only conduct business with residents of the states for which they are properly registered. Please note that not all of the products and services mentioned are available in every state. If you have any questions or comments about this site please find our contact page.

Hilary Bergman

Chief Executive Officer

Robert Shapiro

Chief Operating Officer

Tom Carstens

Head of Wealth Management

Ed Gallagher

Head of Investment Banking

Mark Fields

Senior Managing Director

Ronald E. Thompson, Jr

Senior Managing Director

Werner Nikowitz

Senior Managing Director

Chris Savage

Director of Operations

Spencer Faucher

Associate Director - Investment Banking

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